FOR WHOM. In compliance with the requirements laid down by the Monetary Authority of Singapore, individuals intending to provide any financial advisory. CMFAS M5 Exam Guide. Your CMFAS Guide to Rules and Regulations on Financial Advisory Services. Test your M5 Knowledge. The CMFAS Examinations are the licensing examinations for the capital markets and financial advisory services in Singapore. After successfully completing the.

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Anyone took m5 paper? –

Module 8 – Collective Investment Schemes. Requirement For Financial Advisers Appointing Introducers Where a financial adviser appoints a person as an introducer, it should take reasonable steps not to appoint an introducer whose carrying out of introducing activities is its cmfs business activity or his full time occupation if the introducer is a corporation or an individual respectively.

Can email the qn?

Anyone took m5 paper? Passed it on first attempt! SS2 Ethics in Practice. It sets out the code of conduct that the financial adviser has to operate.

Mister Exam CMFAS Guide – M5 Notes – Mister Exam

Anonymous November 7, at 9: Anonymous August 2, at 2: Changes to the RES Exam format. Just took the test: Individuals are not prohibited from purchasing life policies from unregistered overseas insurers. The other good thing is that you can test your CMFAS knowledge and prepare for the exam via the exam library, which contains free-to-try exam questions. Documentation And Record Keeping A financial adviser is required to furnish the following documents to a client when making a recommendation: Cmvas financial adviser which engages the services of an introducer should institute adequate control systems and procedures.


Lvl 2 – Foreign Currency Translation. M6A is fairly easy compared to M6.

Financial Advisers Act Cap. May I ask what are these exams? Anonymous September 5, at No m55 will be awarded or deducted for any wrong or blank answer. Hi David, I am taking the M5 paper in 2 weeks. This is to ensure that no financial adviser is being used by unregistered overseas insurers to assist them to write domestic Singapore risks, since unregistered overseas insurers are not allowed to write domestic Singapore risks.

Exam Topic Area Weightage. Forum members and moderators are responsible for their own posts. In less serious offences, these offences may be compoundable under FAA. M5 is pretty manageable!

I’m taking my exam next week. In addition to the obligations under Section 25 of the FAA, a financial adviser shall ensure that any statement or representation made to its clients is not false or misleading. Section 24 3 provides that no financial adviser shall grant unsecured advance, unsecured loan or unsecured credit facility to: There is quite a wide array of exam revision topics and guide, and some portions are extremely detailed, such as M5 and M6 notes.


Anonymous June 29, at 1: Price Elasticity of Demand. The cost of the cmfqs are well worth the money spent. Newer Post Older Post Home.

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Really need M5 mock papers. Selling a HDB Flat. Battle of the PMP Experts! Anonymous March 31, at 8: One mark will be awarded for each correct answer.